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Darrin Brumbaugh

27 Years of Experience
York, NE
BrokerSells Insurance

Darrin Brumbaugh is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in York, NE, with 27 years of industry experience. Darrin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

205 S Lincoln Ave, Ste 103, York, NE, 68467

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Darrin may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has ownership stakes in 4 Wizards, LLC and LegacyB 1974, and is the president of Mariposa Lake Association.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2007 - Present · 18 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
January 1999 - Present · 27 yrs 4 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 1999 - January 2002 · 3 yrs
State Registrations32 states
AZCACOCTDCFLIAILKSMAMDMEMIMNMOMTNCNENMNVNYOHOKORPASDTNTXUTVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.