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Daniel Ellis

Western Wealth Management LLC
26 Years of Experience
Golden, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Daniel Ellis is a registered investment advisor at Western Wealth Management LLC, based in Golden, CO, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 11,253 clients with $5.4B in assets under management.

Western Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
11,253 clients
Average Client Portfolio
$476K average
Assets Under Management
$5.4B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee for comprehensive portfolio management will not exceed 3.0% of assets under management. Alternatively, a flat fee not to exceed 2.5% or a negotiated flat rate may apply. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14143 Denver West Pkwy Ste 450, Golden, CO, 80401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel co-owns multiple rental real estate properties and is also involved with Western Wealth Management as a Registered Investment Advisor. He also receives non-variable insurance commissions and is a co-owner of Core Progression, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Western Wealth Management LLC
June 2016 - Present · 10 yrs 4 mos
LPL Financial LLCBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Western Wealth Management LLC
May 2016 - June 2016 · 1 mo
Sigma Financial CorporationBroker
April 2016 - May 2016 · 1 mo
Spc
April 2016 - May 2016 · 1 mo
U.S. Bancorp Investments, INC.
February 2008 - April 2016 · 8 yrs 2 mos
U.S. Bancorp Investments, INC.Broker
January 2002 - April 2016 · 14 yrs 3 mos
Morgan Stanley Dw INC.Broker
November 2000 - May 2001 · 6 mos
Morgan Stanley Dean Witter Online INC.Broker
June 1999 - November 2000 · 1 yr 5 mos
Olde Discount CorporationBroker
April 1999 - May 1999 · 1 mo
Fidelity Brokerage Services, INC.Broker
February 1999 - April 1999 · 2 mos
State Registrations7 states
AZCOFLNCNJTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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