Daniel Ellis
Daniel Ellis is a registered investment advisor at Western Wealth Management LLC, based in Golden, CO, with 26 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,964 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WWM offers Comprehensive Portfolio Management where the maximum annual fee is 3.0% of the assets managed. Alternatively, a flat fee, not to exceed 2.5% of assets under management or a negotiated flat rate may be applied in certain circumstances. Fees are negotiable. WWM also offers LPL Financial Sponsored Advisory Programs with maximum fees ranging from 1.4% to 3.0%.
Location
14143 Denver West Pkwy Ste 450, Golden, CO, 80401
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Regulatory History (1)
Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Daniel co-owns multiple rental real estate properties and is also involved with Western Wealth Management as a Registered Investment Advisor. He also receives non-variable insurance commissions and is a co-owner of Core Progression, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Western Wealth Management LLC
LPL Financial LLCBroker
Previous Registrations
Western Wealth Management LLC
Sigma Financial CorporationBroker
Spc
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Morgan Stanley Dw INC.Broker
Morgan Stanley Dean Witter Online INC.Broker
Olde Discount CorporationBroker
Fidelity Brokerage Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.