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Michael Martin

26 Years of Experience
West Springfield, MA
2 DisclosuresBroker

Michael Martin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in West Springfield, MA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

333 Elm Street, Suite 200, West Springfield, MA, 01089

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Denied
Criminal
January 1989
Final Disposition
Other Business Activities

Michael is an owner/branch manager/financial advisor for M2 Wealth Partners and Martin Financial PWP LLC, dedicating about half of his time to each. He also owns a commercial building with his accountant through MARLAP 333 REALTY LLC, spending minimal time on this venture.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2018 - Present · 7 yrs 5 mos
Raymond James Financial Services, INC.
November 2018 - Present · 7 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - December 2018 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2002 - November 2008 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1998 - November 2000 · 2 yrs
State Registrations31 states
ALAZCACOCTDCFLGAILINKYLAMAMDMENCNHNJNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.