Gregory Kozerski
Gregory Kozerski is a CFP-designated registered investment advisor at Waterford Advisors, LLC, based in Orchard Park, NY, with 28 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 351 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 0.90% |
| $1.0M - $1.5M | 0.70% |
| $1.5M - $5.0M | 0.50% |
| $5M+ | 0.35% |
Fees are paid quarterly in advance. For model portfolio management services through Orion Portfolio Solutions, Waterford Advisors charges an additional fee ranging from 0.35% to 0.65%.
Fee Estimator
Location
3858 North Buffalo Rd, Suite 2, Orchard Park, NY, 14127
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is a registered representative with Cadaret, Grant & Co., Inc. and prepares income tax returns for advisory clients about a quarter of the year. He also sells various insurance products and is a shareholder of SVT International Inc., which owns Waterford Advisors, LLC.
Employment History
Current Registrations
Waterford Advisors, LLC
Previous Registrations
Waterford Advisors, LLC
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Securities America, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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