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Timothy Thomas

Eagle Strategies LLC
27 Years of Experience
Metairie, LA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Timothy Thomas is a registered investment advisor at Eagle Strategies LLC, based in Metairie, LA, with 27 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

3333 W Napoleon Ave, Suite 200, Metairie, LA, 70001

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History

Regulatory History (2)
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Criminal
May 2002
Final Disposition
Regulatory
February 2002
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy brokers non-registered insurance products with various carriers and sells New York Life products and services through Thomas Financial Group, LLC. He also has several real estate and consulting activities, including family-owned rental properties and consulting work with NYL agents.

Employment History
Current Registrations
Eagle Strategies LLC
July 2006 - Present · 20 yrs 3 mos
Nylife Securities LLCBroker
March 2003 - Present · 23 yrs 7 mos
Previous Registrations
Eagle Strategies CORP
May 2003 - May 2003 · 0 mos
UBS Painewebber INC.
January 1999 - February 2003 · 4 yrs 1 mo
UBS Painewebber INC.Broker
December 1998 - February 2003 · 4 yrs 2 mos
Royal Alliance Associates, INC.Broker
December 1998 - January 1999 · 1 mo
State Registrations20 states
ALARCACOFLGAILINKYLAMOMSNCNJNYOKORTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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