Stephen Ferencik
Stephen Ferencik is a registered investment advisor at Arkadios Wealth Advisors, based in Atlanta, GA, with 26 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 12,091 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K+ | 1.50% |
Existing clients may have different fee schedules based on agreements prior to March 2021. Clients at NFS will be charged a minimum fee of $10.42 monthly. Fees may be negotiable.
Fee Estimator
Location
2827 Peachtree Rd NE, Suite 510, Atlanta, GA, 30305
Get directionsHistory
Regulatory History (9)
Customer Dispute
May 2020Customer Dispute
April 2020Customer Dispute
November 2010Customer Dispute
June 2010Customer Dispute
May 2010Employment Separation After Allegations
February 2010Customer Dispute
March 2007Customer Dispute
December 2004Customer Dispute
July 2004Other Business Activities
Stephen is the president of SJF Capital LLC for tax purposes, a non-investment related activity. He dedicates minimal time to this endeavor.
Employment History
Current Registrations
Arkadios Wealth Advisors
Arkadios CapitalBroker
Previous Registrations
Triad Advisors, INC.Broker
Acg Wealth INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.