RG
RG
Rodney Gillespie
25 Years of Experience
Bethesda, MD
6 DisclosuresBroker
Rodney Gillespie is a registered investment advisor at Charles Schwab & CO., INC., based in Bethesda, MD, with 25 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
7401 Wisconsin Ave, Suite 100, Bethesda, MD, 20814-3400
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2016Judgment / Lien
July 2012Judgment / Lien
March 2010Customer Dispute
May 2009Settled
Judgment / Lien
March 2009Customer Dispute
April 2008Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
January 2022 - Present · 4 yrs 6 mos
Charles Schwab & CO., INC.
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
June 2013 - September 2023 · 10 yrs 3 mos
TD Ameritrade, INC.
June 2013 - October 2022 · 9 yrs 4 mos
TD Ameritrade, INC.Broker
June 2013 - July 2024 · 11 yrs 1 mo
Allstate Financial Services, LLCBroker
January 2010 - June 2013 · 3 yrs 5 mos
Ameriprise Financial Services, INC.
February 2007 - December 2008 · 1 yr 10 mos
Ameriprise Financial Services, INC.Broker
August 2003 - May 2009 · 5 yrs 9 mos
Ids Life Insurance CompanyBroker
August 2003 - July 2006 · 2 yrs 11 mos
Aig Sunamerica Capital Services, INC.Broker
February 2000 - April 2003 · 3 yrs 2 mos
First Providence Financial Group, LLCBroker
October 1998 - July 1999 · 9 mos
State Registrations23 states
AZCACOCTDCDEFLGAHIILINMDNCNHNJNYOHORPATNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.