JB
JB
John Brodie
31 Years of Experience
Bethesda, MD
1 DisclosureBroker
John Brodie is a registered investment advisor at Charles Schwab & CO., INC., based in Bethesda, MD, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
7401 Wisconsin Ave, Suite 100, Bethesda, MD, 20814-3400
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2008Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2022 - Present · 3 yrs 11 mos
Charles Schwab & CO., INC.Broker
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
TD Ameritrade, INC.Broker
January 2023 - December 2023 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2012 - July 2022 · 10 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2012 - July 2022 · 10 yrs 2 mos
Maryland Financial Group, INC.
November 2009 - April 2012 · 2 yrs 5 mos
Fsc Securities CorporationBroker
November 2009 - April 2012 · 2 yrs 5 mos
Ameriprise Financial Services, INC.
October 2009 - October 2009 · 0 mos
Ameriprise Financial Services, INC.Broker
October 2009 - October 2009 · 0 mos
Ameriprise Advisor Services, INC.Broker
December 2007 - October 2009 · 1 yr 10 mos
Ameriprise Advisor Services, INC.
December 2007 - October 2009 · 1 yr 10 mos
Wachovia Securities, LLCBroker
June 2005 - December 2007 · 2 yrs 6 mos
Wachovia Securities, LLC
June 2005 - December 2007 · 2 yrs 6 mos
Citicorp Investment Services
August 2003 - May 2005 · 1 yr 9 mos
Citicorp Investment ServicesBroker
August 2002 - May 2005 · 2 yrs 9 mos
Suntrust Securities, INC.Broker
May 2000 - August 2002 · 2 yrs 3 mos
Crestar Securities CorporationBroker
March 1999 - May 2000 · 1 yr 2 mos
Citicorp Investment ServicesBroker
February 1996 - March 1999 · 3 yrs 1 mo
Crestar Securities CorporationBroker
December 1994 - January 1996 · 1 yr 1 mo
Citicorp Investment ServicesBroker
March 1994 - November 1994 · 8 mos
Painewebber IncorporatedBroker
March 1994 - April 1994 · 1 mo
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNYOHOKORPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.