Cecilia Brown
Cecilia Brown is a CFP-designated registered investment advisor at LPL Financial LLC, based in Annapolis, MD, with 27 years of industry experience. Cecilia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Clock Tower Place 1410 Forest Drive, Suite 28, Annapolis, MD, 21401
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2002Other Business ActivitiesSells Insurance
Cecilia is involved with C. Beach Brown, LLC in several capacities, including non-variable insurance, a business entity for tax/investment purposes, a DBA for LPL business, and acting in a fiduciary capacity. She also owns a business with Jeffrey Brown.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Advisers Group CORP
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joseph Codd, CFPLPL Financial LLC
- Elaine Shanley, CFPLPL Financial LLC
- Jeffrey FurnissLPL Financial LLC
- Erin WillisLPL Financial LLC
- Thomas Pasta, CFPLPL Financial LLC
- Michael Calabrese, CFPLPL Financial LLC