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CFP

Elaine Shanley

LPL Financial LLC
30 Years of Experience
Annapolis, MD
BrokerSells Insurance
View SEC Summary
View SEC Summary

Elaine Shanley is a CFP-designated registered investment advisor at LPL Financial LLC, based in Annapolis, MD, with 30 years of industry experience. Elaine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1910 Towne Centre Blvd Ste 250, Annapolis, MD, 21401-3598

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Elaine spends 100% of her time on fixed insurance business through Young and Company. She also provides financial planning and asset management services through Private Advisors Group and related DBAs, taking about a quarter of her time.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 4 yrs
Private Advisor Group, LLC
May 2012 - Present · 14 yrs 5 mos
LPL Financial LLCBroker
May 2012 - Present · 14 yrs 5 mos
Previous Registrations
Founders Financial Securities LLCBroker
August 2006 - May 2012 · 5 yrs 9 mos
Founders Financial Securities, LLC
August 2006 - May 2012 · 5 yrs 9 mos
Intersecurities, INC.
March 2002 - August 2006 · 4 yrs 5 mos
Intersecurities, INC.Broker
February 2002 - August 2006 · 4 yrs 6 mos
Lincoln Financial Advisors CorporationBroker
October 1996 - February 2002 · 5 yrs 4 mos
The Lincoln National Life Insurance CompanyBroker
October 1996 - February 2002 · 5 yrs 4 mos
State Registrations15 states
AZCODCDEFLMDMNNCNVNYPASCVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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