Thomas Moreland is a registered investment advisor at Sherwood Oak Knoll, LLC, based in San Marino, CA, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 9 clients with $3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are generally negotiable.
Fee Estimator
Location
2220 Adair Street, San Marino, CA, 91108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sherwood Oak Knoll, LLC
Previous Registrations
Gold Coast Securities, INC.Broker
Gold Coast Securities, INC.
UBS Painewebber INC.
UBS Painewebber INC.Broker
First Union Securities, INC.Broker
Sands Brothers & CO., LTD.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.