MN
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Michelle Nuttman

22 Years of Experience
Rolling Hills Estates, CA
Broker

Michelle Nuttman is a registered investment advisor at Wells Fargo Advisors, based in Rolling Hills Estates, CA, with 22 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

500 Silver Spur Rd, Ste 101, Rolling Hills Estates, CA, 90275

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michelle is a notary public in San Pedro, CA, since 2019. This requires minimal time, with some hours during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2019 - Present · 7 yrs 2 mos
Wells Fargo Advisors
July 2019 - Present · 7 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2011 - July 2019 · 8 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
June 2011 - July 2019 · 8 yrs 1 mo
National Planning CorporationBroker
January 2010 - March 2011 · 1 yr 2 mos
Securities America, INC.Broker
July 2009 - December 2009 · 5 mos
Ing Financial Partners, INC.Broker
May 2006 - August 2006 · 3 mos
Multi-Financial Securities CorporationBroker
April 2005 - August 2006 · 1 yr 4 mos
Financial Network Investment Corporation
January 2005 - January 2005 · 0 mos
Financial Network Investment CorporationBroker
July 2004 - September 2007 · 3 yrs 2 mos
Retirement Capital Group Securities, INC.Broker
January 2004 - May 2004 · 4 mos
Securities America, INC.Broker
May 2003 - January 2004 · 8 mos
Securities America, INC.Broker
August 2001 - March 2003 · 1 yr 7 mos
State Registrations26 states
AKALAZCACODCFLIDMAMDMIMOMSNCNJNMNVNYOHORTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.