KC
KC
Kristian Coffey
21 Years of Experience
Salem, NH
1 DisclosureBroker
Kristian Coffey is a registered investment advisor at Cetera Investment Advisers LLC, based in Salem, NH, with 21 years of industry experience. Kristian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Salem, NH
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Regulatory History (1)
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Customer Dispute
June 2009Settled
Other Business Activities
Kristian is a co-owner (50%) of Legacy Wealth Management, a financial services business, since 2022. He dedicates full-time hours to this activity, with most of the time spent during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
October 2016 - Present · 9 yrs 7 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
August 2009 - October 2016 · 7 yrs 2 mos
Investors Capital CORP.Broker
August 2009 - October 2016 · 7 yrs 2 mos
Banc of America Investment Services, INC.
July 2005 - August 2009 · 4 yrs 1 mo
Banc of America Investment Services, INC.Broker
July 2005 - August 2009 · 4 yrs 1 mo
Metlife Securities INC.Broker
March 1999 - October 1999 · 7 mos
Metropolitan Life Insurance CompanyBroker
March 1999 - October 1999 · 7 mos
Signator Investors, INC.Broker
October 1998 - February 1999 · 4 mos
State Registrations12 states
CAFLMAMDMENHNJNYORSCTXVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.