MS
MS

Mary Sweat

25 Years of Experience
Ridgeland, MS
Broker

Mary Sweat is a registered investment advisor at Morgan Stanley, based in Ridgeland, MS, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1018 Highland Colony Parkway, Suite 105, Ridgeland, MS, 39157

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mary is involved with the Junior League of Jackson as part of the Finance Committee, dedicating time after business hours. She is also the Secretary for the Jackson Area Kappa Kappa Gamma Alumni Association, spending minimal time after business hours for administrative tasks.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2008 - June 2009 · 10 mos
Citigroup Global Markets INC.
August 2008 - June 2009 · 10 mos
UBS Financial Services INC.
October 2005 - September 2008 · 2 yrs 11 mos
UBS Financial Services INC.Broker
May 2001 - September 2008 · 7 yrs 4 mos
Salomon Smith Barney INC.Broker
December 2000 - May 2001 · 5 mos
State Registrations23 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.