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Gerald Garner

27 Years of Experience
Homewood, AL
BrokerSells Insurance

Gerald Garner is a registered investment advisor, based in Homewood, AL, with 27 years of industry experience.

Location

3125 Independence Drive, Suite 105, Homewood, AL, 35209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gerald is a member of a parks and recreation advisory board since 2007 and a city council member since 2020. He also sells life, annuity, and long-term care insurance with various carriers, dedicating minimal time to this activity.

Employment History
Current Registrations
Arkadios Wealth Advisors
May 2023 - Present · 3 yrs
Arkadios CapitalBroker
May 2023 - Present · 3 yrs
Previous Registrations
UBS Financial Services INC.
March 2009 - June 2023 · 14 yrs 3 mos
UBS Financial Services INC.Broker
March 2009 - June 2023 · 14 yrs 3 mos
Citigroup Global Markets INC.
January 1999 - April 2009 · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
December 1998 - April 2009 · 10 yrs 4 mos
State Registrations18 states
ALCACTFLGAILKSLAMIMOMSMTNCNYSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gerald Garner - Financial Advisor | TrueAdvisor