Yi Tsai is a registered investment advisor at Shalom Global Capital Group LLC, based in San Jose, CA, with 24 years of industry experience. Yi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 6 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shalom Global Capital Group offers Comprehensive Portfolio Management where clients receive asset management and financial planning. The maximum annual fee charged for this service will not exceed 2.00%. The total advisory fee charged to the Client is based on the scope and complexity of our engagement with the Client. Fees are negotiable and will be deducted from client account(s).
Location
2033 Gateway Place, Suite 500, San Jose, CA, 95110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Yi owns investment properties in Texas and California since 2012, spending minimal time managing property managers and tenants. This activity is not investment-related.
Employment History
Current Registrations
Shalom Global Capital Group LLC
Previous Registrations
Polaris Greystone Financial Group, LLC
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
National Clearing CORP.Broker
Morgan Stanley Dw INC.Broker
Fortune Securities, INC.Broker
Dean Witter Reynolds INC.Broker
Pruco Securities CorporationBroker
State Registrations2 states
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