Carl Worden
Carl Worden is a registered investment advisor at Equity Advisors, LLC, based in Zepher Cove, NV, with 26 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Tax Planning. Their firm serves 95 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equity Advisors offers investment management services where fees are a percentage of the value of your account. The exact percentage is negotiated with each client. Equity Advisors also uses third-party money managers, and the total fee you pay will be a combination of Equity Advisors' fee and the third-party manager's fee, not exceeding 2% in total. AE Wealth Management platform is also used, with fees detailed in their disclosure brochure. You can terminate your account at any time and receive a refund of any unearned fees.
Location
Zepher Cove, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carl is the CEO of Tax Deferral Strategies LLC and Tax Strategies Marketing LLC, and a non-practicing real estate agent. He also sells life, accident, and health insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Equity Advisors, LLC
Previous Registrations
Saxony Securities, INC.Broker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
PFS Investments INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.