Hsien Lin
Hsien Lin is a registered investment advisor at Kovack Advisors, INC., based in Cupertino, CA, with 27 years of industry experience. Hsien is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.90% |
Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.
Fee Estimator
Location
Cupertino, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2018Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.
Kovack Securities INC.Broker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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