John Sicat is a registered investment advisor at LPL Financial LLC, based in Glen Allen, VA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11207 Nuckols Road Ste B400, Glen Allen, VA, 23059-5511
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John operates Sunrise Financial Management as a DBA for his LPL business since 2007. He also works as a movie extra, dedicating a few hours per week to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Paragon Financial Services
LPL Financial LLC
Welsh & Welsh INC
Linsco/private Ledger CORP.
Prudential Investment Management Services LLCBroker
UBS Painewebber INC.Broker
Prudential Securities IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.