KM
KM

Karl Mattlage

27 Years of Experience
Dallas, TX

Karl Mattlage is a registered investment advisor at Catamount Capital LLC, based in Dallas, TX, with 27 years of industry experience. Karl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $30M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$30.0M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3309 Elm Street, Dallas, TX, 75226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karl is the principal owner of Catamount Capital LLC RIA since 2006. This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
Catamount Capital LLC
February 2006 - Present · 20 yrs 3 mos
Previous Registrations
BV Securities, LLCBroker
July 2020 - August 2021 · 1 yr 1 mo
Coleman River Capital, LLC
June 2013 - November 2017 · 4 yrs 5 mos
Catamount Capital LLC
February 2006 - June 2012 · 6 yrs 4 mos
UBS Financial Services INC.Broker
August 2003 - February 2006 · 2 yrs 6 mos
UBS Financial Services INC.
August 2003 - February 2006 · 2 yrs 6 mos
Citigroup Global Markets INC.
December 1998 - August 2003 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
December 1998 - August 2003 · 4 yrs 8 mos
State Registrations2 states
LATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Karl Mattlage - Financial Advisor | TrueAdvisor