Joan Masuda-Cox is a registered investment advisor at Morgan Stanley, based in Los Gatos, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
16000 Los Gatos Boulevard, Los Gatos, CA, 95032
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2023 - Present · 3 yrs
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
April 2012 - September 2019 · 7 yrs 5 mos
Morgan Stanley Smith BarneyBroker
May 2011 - May 2012 · 1 yr
State Registrations28 states
AKARAZCACODCFLHIIDILINKYMAMDMOMTNCNJNMNVNYOHORPATNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.