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CFP
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CFP

Nancy Kornblum

Commonwealth Financial Network
27 Years of Experience
Red Bank, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Nancy Kornblum is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Red Bank, NJ, with 27 years of industry experience. Nancy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

212 Maple Avenue, Red Bank, NJ, 07701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nancy sells fixed insurance as an agent under 'Kornblum & Haverstick Financial Services' and owns Flying Cow, Inc., operating as the same financial services firm. She is also a co-owner and managing partner of Kornstick Properties, LLC, a real estate holding company.

Employment History
Current Registrations
Commonwealth Financial Network
August 2008 - Present · 18 yrs 2 mos
Commonwealth Financial Network
August 2008 - Present · 18 yrs 2 mos
Commonwealth Financial NetworkBroker
August 2008 - Present · 18 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
July 2002 - August 2008 · 6 yrs 1 mo
Ameriprise Financial Services, INC.Broker
November 1998 - August 2008 · 9 yrs 9 mos
Ids Life Insurance CompanyBroker
November 1998 - July 2006 · 7 yrs 8 mos
State Registrations18 states
AKCADEFLGALAMAMDMEMTNCNJNYOKPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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