David Ettingoff is a CFA-designated registered investment advisor, based in Wayne, PA, with 11 years of industry experience.
Location
Wayne, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David consults with a real estate private equity firm, dedicating a few hours per week to improving their Excel models. He also operates Ettingoff Wealth Management as a DBA for investment, securities, and fixed insurance business, and serves as a trustee on a family trust.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations19 states
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