Michele Shaw is a registered investment advisor at UBS Financial Services INC., based in Westport, CT, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
8 Wright Street, Westport, CT, 06880-4701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michele works as a product tester for the Institute for Evaluation Sciences, dedicating minimal time. She is also an officer at The Recreation Camp, a non-profit children's summer camp, where she monitors a small investment portfolio and checking accounts.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
David Lerner Associates, INC.Broker
State Registrations10 states
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