Efren Infante
Efren Infante is a registered investment advisor at Osaic Wealth, INC., based in Malvern, PA, with 27 years of industry experience. Efren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Malvern, PA
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2011Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Efren is a sole proprietor of Advanced College Planning Solutions LLC, offering educational services, dedicating about 10-20% of his time. He is also an agent for The Northwestern Group, offering various insurance products, including accident and health, disability, fixed annuities, long-term care, and traditional fixed life insurance, which is a full-time commitment.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Banc One Securities CorporationBroker
Fidelity Brokerage Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.