SH
CFP
SH
CFP

Stephen Houg

27 Years of Experience
Urbandale, IA
BrokerSells Insurance

Stephen Houg is a CFP-designated registered investment advisor, based in Urbandale, IA, with 27 years of industry experience.

Location

2900 100th St, St 301, Urbandale, IA, 50322

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Stephen volunteers with Financial Peace University and serves as an agent/broker for Guide Financial Group and SAMA Fixed Insurance, dedicating a few hours per week to each. He also owns Houg Properties LLC (rental property), provides notarial services, and is a board member for Alpha Women's Center, spending minimal time on each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
September 2002 - August 2023 · 20 yrs 11 mos
Cauldwell Financial Group INC
January 1999 - December 2004 · 5 yrs 11 mos
Securian Financial Services, INC.Broker
November 1998 - August 2023 · 24 yrs 9 mos
State Registrations19 states
ALAZCACOFLIAILINKSMNMOMTNEOHOKPASDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.