Benjamin Lubin
Benjamin Lubin is a registered investment advisor at Securities Industry Management CORP., based in Greenwich, CT, with 29 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 12 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.50% |
| $1M+ | 0.50% |
Valuations above $1,000,000 and bond portfolios are subject to negotiation. The minimum fee for smaller portfolios is $2,500 also billed semi-annually.
Fee Estimator
Location
Greenwich, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Benjamin works as a consultant for Securities Industry Management Corp. This activity is not investment-related.
Employment History
Current Registrations
Securities Industry Management CORP.
State Registrations1 state
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