DL
DL
Damon Ladd-Thomas
23 Years of Experience
Alpharetta, GA
1 DisclosureBrokerSells Insurance
Damon Ladd-Thomas is a registered investment advisor at Cetera Investment Advisers LLC, based in Alpharetta, GA, with 23 years of industry experience. Damon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Alpharetta, GA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2005Settled
Other Business ActivitiesSells Insurance
Damon sells fixed insurance products with various companies since 2003, dedicating a few hours per week. He is also the CEO of Johns Creek Advisors, Inc., a financial services firm, spending about a quarter of his time managing the securities branch office.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
October 2024 - Present · 1 yr 7 mos
Cetera Investment Advisers LLC
October 2024 - Present · 1 yr 7 mos
Cetera Wealth Services, LLC
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Next Financial Group, INC.
January 2007 - October 2024 · 17 yrs 9 mos
Next Financial Group, INC.Broker
January 2007 - October 2024 · 17 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2003 - January 2007 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2003 - January 2007 · 3 yrs 3 mos
Banc of America Investment Services, INC.Broker
November 1998 - October 1999 · 11 mos
State Registrations12 states
ALCACTFLGANCNJOHPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.