Andrew Thaler is a registered investment advisor at Amova Asset Management Americas, INC., based in New York, NY, with 17 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8 clients with $9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$9.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

605 Third Avenue, 38th Floor, New York, NY, 10158

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Andrew works as a Vice President at Nikko Asset Management Americas, supporting business development and delivering products/services to institutional clients. This is a full-time role.

Employment History
Current Registrations
Amova Asset Management Americas, INC.
July 2019 - Present · 6 yrs 9 mos
Foreside Fund Services, LLCBroker
June 2017 - Present · 8 yrs 10 mos
Foreside Fund Services, LLC
June 2017 - Present · 8 yrs 10 mos
Previous Registrations
Morgan Stanley
February 2010 - June 2016 · 6 yrs 4 mos
Morgan StanleyBroker
June 2009 - June 2016 · 7 yrs
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.