Carlo Freese
Carlo Freese is a registered investment advisor at Schwab Wealth Advisory, INC., based in Indianapolis, IN, with 27 years of industry experience. Carlo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
8332 Woodfield Crossing Blvd, Indianapolis, IN, 46240-2482
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2023Customer Dispute
August 2009Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Charles Schwab & CO., INC.
Invest Financial Corporation
Invest Financial CorporationBroker
Doral Securities, INC.Broker
UBS Painewebber Incorporated of Puerto RicoBroker
Painewebber IncorporatedBroker
Oriental Financial Services CORP.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.