Carl Oppenheimer is a registered investment advisor at Oppenheimer + Close, LLC, based in New York, NY, with 12 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 127 clients with $79M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
This rate applies to debt and equity. Cash, certificates of deposit, short-term treasury issues, and money market funds are charged 0.5% per year. For held away asset management via the Pontera platform, the fee is 0.75% of assets under management. Some accounts may also be charged a 10% performance fee. Fees are negotiable in certain circumstances.
Fee Estimator
Location
119 W 57th Street, Suite 1515, New York, NY, 10019-2303
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carl is a managing member of Oppvest, LLC, the general partner of three investment partnerships, dedicating nearly full-time hours to this role as an analyst and portfolio manager. He also serves as an unpaid board member of Malabar Investments, LLC, an India equity manager, spending minimal time consulting and advising.
Employment History
Current Registrations
Oppenheimer + Close, LLC
Previous Registrations
Oppenheimer + Close, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.