TrueAdvisor
TrueAdvisor
WG
WG

Willie Greene

Loop Capital Markets LLC
15 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Willie Greene is a registered investment advisor at Loop Capital Markets LLC, based in New York, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 15 clients.

Loop Capital Markets LLC
Compensation
Commission-BasedFixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

88 Pine Street, 25th Floor, New York, NY, 10005

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Willie is a member of The National Organization of Investment Professionals (NOIP), a non-profit association, and spends minimal time on this activity outside of business hours. Willie shares ideas and participates in conferences to foster a favorable regulatory environment for institutional participation in securities markets.

Employment History
Current Registrations
Loop Capital Markets LLC
February 2013 - Present · 13 yrs 2 mos
Loop Capital Markets LLCBroker
May 2010 - Present · 15 yrs 11 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in New York, NY →All financial advisors in New York →