KS
CFP
KS
CFP

Kevin Scott

27 Years of Experience
Houston, TX
1 DisclosureBroker

Kevin Scott is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 27 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1000 Louisiana St 7th Fl, [Tn/Td-Rbo], Houston, TX, 77002

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
June 2010 - January 2011 · 7 mos
Wells Fargo Investments, LLC
June 2010 - January 2011 · 7 mos
St Johns Wealth Management
April 2010 - June 2010 · 2 mos
Bbva Compass Investment Solutions, INC.
September 2002 - June 2010 · 7 yrs 9 mos
Bbva Compass Investment Solutions, INCBroker
May 1999 - June 2010 · 11 yrs 1 mo
Signator Investors, INC.Broker
November 1998 - April 1999 · 5 mos
State Registrations19 states
AZCACOFLGAHIIAILINLANJNYOHOKORPATNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors