TJ
TJ

Thomas Jackson

26 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Thomas Jackson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2049 Century Park E, Pbig - Century City, Los Angeles, CA, 90067

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - Present · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - Present · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Barclays Capital INC.
December 2013 - June 2015 · 1 yr 6 mos
Barclays Capital INC.Broker
December 2013 - June 2015 · 1 yr 6 mos
Deutsche Bank Securities INC.
May 2003 - January 2014 · 10 yrs 8 mos
Deutsche Bank Securities INC.Broker
May 2003 - January 2014 · 10 yrs 8 mos
Credit Suisse First Boston
January 2003 - May 2003 · 4 mos
Credit Suisse First Boston LLCBroker
January 2003 - May 2003 · 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
September 1999 - January 2003 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - July 1999 · 4 mos
State Registrations41 states
AZCACOCTDCDEFLGAIAIDILINKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Jackson - Financial Advisor | TrueAdvisor