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Andrew Katz

Wells Fargo Advisors
27 Years of Experience
Beverly, MA
1 DisclosureBroker
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Andrew Katz is a registered investment advisor at Wells Fargo Advisors, based in Beverly, MA, with 27 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

138 Conant St 4th Fl, Beverly, MA, 01915

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
February 2022 - Present · 4 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Morgan Stanley
March 2010 - December 2012 · 2 yrs 9 mos
Morgan StanleyBroker
June 2009 - September 2020 · 11 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
August 2007 - June 2009 · 1 yr 10 mos
UBS Financial Services INC.Broker
January 1999 - September 2007 · 8 yrs 8 mos
State Registrations23 states
AZCACOCTFLGAMAMDMENCNHNJNYOHOKORPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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