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Shane Martens

D.A. Davidson & CO.
11 Years of Experience
Mishawaka, IN
2 DisclosuresBroker
View SEC Summary
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Shane Martens is a registered investment advisor at D.A. Davidson & CO., based in Mishawaka, IN, with 11 years of industry experience. Shane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.

D.A. Davidson & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
694 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
View Full SEC Brochure

Location

425 Park Place Circle, Suite 400, Mishawaka, IN, 46545

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2006
Denied
Customer Dispute
October 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
D.A. Davidson & CO.
June 2026 - Present · 4 mos
D.A. Davidson & CO.Broker
June 2026 - Present · 4 mos
Previous Registrations
PNC Investments
December 2012 - October 2014 · 1 yr 10 mos
PNC InvestmentsBroker
August 2012 - October 2014 · 2 yrs 2 mos
Uvest Financial Services Group, INC.Broker
February 2006 - July 2008 · 2 yrs 5 mos
Uvest Financial Services Group, INC.
February 2006 - July 2008 · 2 yrs 5 mos
Natcity Investments, INC.
January 2003 - November 2005 · 2 yrs 10 mos
Natcity Investments, INC.Broker
January 2003 - November 2005 · 2 yrs 10 mos
AXA Advisors, LLC
August 2000 - January 2003 · 2 yrs 5 mos
AXA Advisors, LLCBroker
January 1999 - January 2003 · 4 yrs
The Equitable Life Assurance Society of the United StatesBroker
January 1999 - January 2000 · 1 yr
State Registrations11 states
ALCACOFLILINMISCTNVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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