EH
ChFC
EH
ChFC

Ernest Hui

26 Years of Experience
Austin, TX
BrokerSells Insurance

Ernest Hui is a ChFC-designated registered investment advisor, based in Austin, TX, with 26 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ernest is co-founder of Bald Eagle City, running a basketball club and league, and a limited member of Hui Family Properties, LLC, a real estate venture. He is also an Assistant Vice President at Financial Architects Partners, LLC, and an investment advisory representative (IAR) with Kestra Advisory Services, LLC, dedicating about a quarter of his time to the former.

Employment History
Current Registrations
Kestra Advisory Services, LLC
July 2022 - Present · 3 yrs 10 mos
Kestra Investment Services, LLC
July 2022 - Present · 3 yrs 10 mos
Kestra Investment Services, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
M Holdings Securities, INC.Broker
November 2001 - May 2022 · 20 yrs 6 mos
Tbg FinancialBroker
June 2000 - October 2001 · 1 yr 4 mos
Park Avenue Securities LLCBroker
October 1999 - April 2000 · 6 mos
MML Investors Services, INC.Broker
November 1998 - September 1999 · 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ernest Hui - Financial Advisor | TrueAdvisor