David Alison
David Alison is a CFP-designated registered investment advisor at Prosperity Capital Advisors, based in Palo Alto, CA, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 7,548 clients with $4.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.50% |
| $500K - $1.0M | 0.40% |
| $1.0M - $2.0M | 0.30% |
| $2.0M - $5.0M | 0.25% |
| $5M+ | 0.20% |
Fees are negotiable. Total annual fees for retail clients typically range between 0.20% and 2.0% when including advisor fees.
Fee Estimator
Location
3000 El Camino Real, Building 4, Suite 200, Palo Alto, CA, 94306
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a licensed insurance agent selling various insurance products, dedicating a few hours per week to this activity. He also owns Alison Wealth Management, providing tax and business consulting services, and is a managing member of a real estate investment holding company.
Employment History
Current Registrations
Prosperity Capital Advisors
Previous Registrations
American Investment Services
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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