Jan Klein
Jan Klein is a registered investment advisor at LPL Financial LLC, based in Wilsonville, OR, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8795 SW Illahee Ct Ste 916, Wilsonville, OR, 97070
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2001Other Business ActivitiesSells Insurance
Jan owns rental real estate, acts as custodian and financial advisor for a minor niece's inheritance, and operates Klein Wealth Management. Jan also sells life insurance, long-term care, and fixed annuities through Underwriting Services of America/IMO and BackNine Insurance and Financial Services, Inc, and owns Klein Wealth Management, Inc for tax/investment purposes, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.