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Jake Spruiell
27 Years of Experience
Laredo, TX
1 DisclosureBroker
Jake Spruiell is a registered investment advisor at Cetera Investment Advisers LLC, based in Laredo, TX, with 27 years of industry experience. Jake is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
6999 Mcpherson Rd, Suite 326-6, Laredo, TX, 78041
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
April 2010Other Business Activities
Jake is the owner of Sonterra Wealth Management LLC, a financial services firm, since June 2024. He dedicates full-time hours to customer service, meeting with customers, and placing trades.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2024 - Present · 2 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
PNC Managed Account Solutions, INC.
January 2022 - November 2023 · 1 yr 10 mos
PNC Managed Account Solutions, INC.
September 2021 - December 2021 · 3 mos
PNC Investments
August 2021 - June 2024 · 2 yrs 10 mos
PNC InvestmentsBroker
August 2021 - June 2024 · 2 yrs 10 mos
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
PNC Managed Account Solutions, INC.
October 2010 - August 2021 · 10 yrs 10 mos
St Johns Wealth Management
September 2010 - October 2010 · 1 mo
Bbva Compass Investment Solutions, INCBroker
July 2010 - May 2013 · 2 yrs 10 mos
Wells Fargo Investments, LLC
October 2003 - May 2010 · 6 yrs 7 mos
Wells Fargo Investments, LLCBroker
October 2003 - May 2010 · 6 yrs 7 mos
A. G. Edwards & Sons, INC.
October 2002 - October 2003 · 1 yr
A. G. Edwards & Sons, INC.Broker
February 1999 - October 2003 · 4 yrs 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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