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George Cumbest

LPL Financial LLC
27 Years of Experience
Ocean Springs, MS
1 DisclosureBroker
View SEC Summary
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George Cumbest is a registered investment advisor at LPL Financial LLC, based in Ocean Springs, MS, with 27 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

2112 Bienville Blvd., Suite A, Ocean Springs, MS, 39564

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George is involved in several outside business activities, including real estate/rental properties, a songwriters festival, a DBA for his securities business, a chamber of commerce, a tourism app, and songwriting. About a quarter of George's time is dedicated to his securities business.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2025 - Present · 1 yr 4 mos
LPL Financial LLC
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - July 2025 · 1 yr 1 mo
Osaic Wealth, INC.
June 2024 - July 2025 · 1 yr 1 mo
Securities America Advisors, INC.
December 2017 - June 2024 · 6 yrs 6 mos
Securities America, INC.Broker
December 2017 - June 2024 · 6 yrs 6 mos
Sii Investments, INC.
July 2015 - December 2017 · 2 yrs 5 mos
Sii Investments, INC.Broker
July 2015 - December 2017 · 2 yrs 5 mos
LPL Financial LLC
April 2010 - July 2015 · 5 yrs 3 mos
LPL Financial LLCBroker
April 2010 - July 2015 · 5 yrs 3 mos
Morgan Keegan & Company, INC.
August 2005 - April 2010 · 4 yrs 8 mos
Morgan Keegan & Company, INC.Broker
August 2004 - April 2010 · 5 yrs 8 mos
Pfic Securities CorporationBroker
June 2003 - August 2004 · 1 yr 2 mos
Edward JonesBroker
December 1998 - June 2003 · 4 yrs 6 mos
State Registrations12 states
ALCAFLGALAMSNCNJSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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