Gregory Mason
Gregory Mason is a registered investment advisor at LPL Financial LLC, based in Ocean Springs, MS, with 20 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1003 Washington Ave, Ocean Springs, MS, 39564
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2022Customer Dispute
August 2014Other Business Activities
Gregory operates Cadence Investment Services as a DBA for his LPL business. He also owns KJG Rentals, a real estate rental business, dedicating a few hours per week to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Infinex Investments, INC.Broker
Infinex Investments, INC.
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
PNC Investments
PNC InvestmentsBroker
Hancock Investment Services, INC.Broker
Hancock Investment Services, INC.
Investment Professionals, INC.
Investment Professionals, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- George CumbestLPL Financial LLC
- Brian Hermetz, ChFC
- Lisa Sigworth, CFPEdward Jones
- Charles Galle, CFPEdward Jones
- Justin O'keefe, ChFCSimplicity Wealth
- Zane Wells, CFPEdward Jones