Adrian Crespo is a registered investment advisor, based in Houston, TX, with 27 years of industry experience.
Location
4400 Post Oak Parkway, Suite 1800, Houston, TX, 77027
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Regulatory History (1)
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Customer Dispute
August 2002Closed-No Action
Other Business Activities
Adrian is involved with CENAM Enterprises LLC/CENAM Inv. LTD., a family limited partnership, for estate planning and account supervision. He spends minimal time on this activity.
Employment History
Current Registrations
UBS Securities LLCBroker
February 2020 - Present · 6 yrs 3 mos
UBS Financial Services INC.Broker
January 2010 - Present · 16 yrs 4 mos
UBS Financial Services INC.
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
UBS International INC.
June 2002 - January 2010 · 7 yrs 7 mos
UBS International INC.Broker
June 2002 - January 2010 · 7 yrs 7 mos
UBS Painewebber INC.Broker
January 2000 - June 2002 · 2 yrs 5 mos
UBS Painewebber INC.
January 2000 - June 2002 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - February 2000 · 11 mos
State Registrations6 states
CACTFLMNNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.