David Sandefer

Northwestern Mutual Investment Services,llc

26 Years of Experience

Fort Worth, TX

1 DisclosureBrokerSells Insurance

David Sandefer is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fort Worth, TX, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc

Compensation

Fixed/Hourly

Firm Size

2117 advisors

Number of Clients

1 client

Average Client Portfolio

Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1300 Summit Ave Ste 800, Fort Worth, TX, 76102

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2016

Closed-No Action

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Other Business ActivitiesSells Insurance

David may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History

Current Registrations

Northwestern Mutual Investment Services,llc

July 2010 - Present · 15 yrs 10 mos

Northwestern Mutual Investment Services, LLCBroker

March 1999 - Present · 27 yrs 2 mos

Previous Registrations

Robert W. Baird & CO. IncorporatedBroker

August 2000 - January 2002 · 1 yr 5 mos

State Registrations3 states

FLNCTX

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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