Katherine Dean-Stahl
Katherine Dean-Stahl is a CFP-designated registered investment advisor at Opal Wealth Advisors, LLC, based in Jericho, NY, with 22 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 745 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual fees range from 0.50% to 1.50% based on portfolio size and composition. Subject to a minimum quarterly fee of $1,250 ($5,000 annually), which may be waived or reduced at the firm's discretion.
Fee Estimator
Location
2 Jericho Plaza, Suite 208, Jericho, NY, 11753
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine is a financial advisor at Opal Wealth Advisors and is involved in several other business activities, including real estate rental, women's empowerment, and health product sales. She also sells fixed/traditional insurance products, dedicates minimal time to this, and is on the advisory board for Silicon Valley Women Founders Fund.
Employment History
Current Registrations
Opal Wealth Advisors, LLC
Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Morgan StanleyBroker
Lincoln Financial Securities CorporationBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joseph Filosa, CFPOpal Wealth Advisors, LLC
- Jesse Giordano, CFPOpal Wealth Advisors, LLC
- Joseph Kalinowski, CFAAlpha Concepts LLC
- George Fiederlein, CFPOppenheimer & CO. INC.
- Francis Chimenti, CFPOppenheimer & CO. INC.
- Andrew Gilmartin, CFP