Joseph Filosa
Joseph Filosa is a CFP-designated registered investment advisor at Opal Wealth Advisors, LLC, based in Jericho, NY, with 22 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 745 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual fees range from 0.50% to 1.50% based on portfolio size and composition. Subject to a minimum quarterly fee of $1,250 ($5,000 annually), which may be waived or reduced at the firm's discretion.
Fee Estimator
Location
2 Jericho Plaza, Suite 208, Jericho, NY, 11753
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a financial advisor and partner at Opal Wealth Advisors, dedicating about half his time to managing client relationships. He also works as a consultant/salesperson for Brooklyn Tile & Design, LLC, is an agent for Wentworth Financial Partners selling fixed/traditional insurance, and is a partner in Brooklyn Tile Design & Build, LLC and Brooklyn Title & Design Holdings LLC.
Employment History
Current Registrations
Opal Wealth Advisors, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
Gunnallen Financial, INCBroker
Raike Financial Group INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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