Thomas Penrose
Thomas Penrose is a registered investment advisor at Wells Fargo Advisors, based in Philadelphia, PA, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
100 N 18th St 22nd Fl, Two Logan Square, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2026Customer Dispute
March 2014Customer Dispute
October 2011Customer Dispute
November 2008Other Business Activities
Thomas's spouse owns 45% of Loriann LLC, where Thomas occasionally helps with food service, dedicating a few hours per week. Thomas also owns 30% of Commensalibus LLC DBA Lighthouse LLC, but has no duties there.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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