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CFP

Gregg Maleri

Ameriprise Financial Services, LLC
25 Years of Experience
Glastonbury, CT
Broker
View SEC Summary
View SEC Summary

Gregg Maleri is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Glastonbury, CT, with 25 years of industry experience. Gregg is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

95 Glastonbury Blvd Ste 216, Glastonbury, CT, 06033-4456

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
November 2017 - Present · 8 yrs 11 mos
Ameriprise Financial Services, LLC
November 2017 - Present · 8 yrs 11 mos
Ameriprise Financial Services, LLC
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - November 2017 · 8 mos
MML Investors Services, LLCBroker
March 2017 - November 2017 · 8 mos
Msi Financial Services, INC.
April 2015 - March 2017 · 1 yr 11 mos
Msi Financial Services, INC.Broker
April 2015 - March 2017 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2009 - April 2015 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2009 - April 2015 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2005 - January 2009 · 3 yrs 11 mos
Citigroup Global Markets INC.
January 2005 - January 2009 · 4 yrs
Ernst & Young Investment Advisers LLP
February 2002 - December 2004 · 2 yrs 10 mos
Ids Life Insurance CompanyBroker
August 1999 - February 2000 · 6 mos
American Express Financial Advisors INC.Broker
August 1999 - February 2000 · 6 mos
State Registrations20 states
AZCACOCTFLILKYMAMDMNNJNMNYPARISCTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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