Charles Rowell is a registered investment advisor, based in Livingston, AL, with 27 years of industry experience.
Location
105 West Main Street, Livingston, AL, 35470
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2015 - Present · 11 yrs 5 mos
Cetera Investment Services LLCBroker
February 2015 - Present · 11 yrs 5 mos
Previous Registrations
PNC Investments
March 2012 - February 2015 · 2 yrs 11 mos
PNC InvestmentsBroker
March 2012 - February 2015 · 2 yrs 11 mos
Nbc Securities, INC.
August 2010 - March 2012 · 1 yr 7 mos
Nbc Securities, INC.Broker
August 2010 - March 2012 · 1 yr 7 mos
Morgan Keegan & Company, INC.Broker
February 2007 - July 2010 · 3 yrs 5 mos
Morgan Keegan & Company, INC.
February 2007 - July 2010 · 3 yrs 5 mos
Amsouth Investment Management Company LLC
January 2005 - February 2007 · 2 yrs 1 mo
Amsouth Investment Services, INC.Broker
January 2005 - February 2007 · 2 yrs 1 mo
Raymond James Financial Services
June 2001 - January 2005 · 3 yrs 7 mos
Raymond James Financial Services, INC.Broker
June 2000 - January 2005 · 4 yrs 7 mos
AXA Advisors, LLCBroker
December 1998 - June 2000 · 1 yr 6 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1998 - January 2000 · 1 yr 1 mo
State Registrations7 states
ALARFLGAMIMSTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.