Dinitia Cazy is a registered investment advisor, based in Indianapolis, IN, with 22 years of industry experience. Dinitia is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Indianapolis, IN
Get directionsHistory
Regulatory History (1)
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Financial
March 2024Final
Other Business Activities
Dinitia works as the Chief Compliance Officer and IAR for Blacktower Financial Management US LLC, an SEC Registered Investment Adviser, since August 2024. This takes about half of her time, with about a quarter of her time spent during market hours, and involves administering the firm's compliance program.
Employment History
Current Registrations
Collectable Securities
September 2026 - Present · 1 mo
Collectable SecuritiesBroker
September 2026 - Present · 1 mo
Blacktower Financial Management (US) LLC
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
FennelBroker
June 2024 - May 2025 · 11 mos
Northwestern Mutual Investment Services, LLCBroker
October 2023 - November 2023 · 1 mo
Exemplar Wealth Advisors, LLC
May 2023 - October 2023 · 5 mos
Exemplar Capital, LLCBroker
March 2023 - October 2023 · 7 mos
Fifth Third Securities, INC.Broker
February 2022 - March 2023 · 1 yr 1 mo
Fifth Third Securities, INC.
February 2022 - March 2023 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2017 - November 2021 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - November 2021 · 6 yrs
National Planning CorporationBroker
June 2014 - May 2015 · 11 mos
NFP Securities, INC.Broker
October 2007 - July 2014 · 6 yrs 9 mos
Intervest International Equities CorporationBroker
November 2002 - November 2005 · 3 yrs
American General Financial Advisors, INC.Broker
September 2000 - June 2001 · 9 mos
The Variable Annuity Marketing CompanyBroker
September 2000 - June 2001 · 9 mos
American United Life Insurance CompanyBroker
April 1999 - July 2000 · 1 yr 3 mos
The Variable Annuity Marketing CompanyBroker
December 1998 - April 1999 · 4 mos
State Registrations1 state
IN
Advisor
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Exams
No exam information available for this advisor.
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